Investment adviser · CRD 311176
HERON BAY CAPITAL, LLC
Investment adviser filing (IA)
STAMFORD, CT, United States · Form ADV filed Feb 5, 2021
- Regulatory AUM
- $100M Form ADV · Item 5.F
- Client accounts
- 1 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 1 | $100,000,000 | 100.0% |
Filing source
Form ADV 1464851 · Feb 5, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Feb 5, 2021. View historical filings
Reported services
Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
112 SOUTHFIELD AVENUE, APT. PH01STAMFORD, CT, 06902, United States
CRD 311176
Filing source
Form ADV 1464851 · Feb 5, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.