Investment adviser · CRD 311176

HERON BAY CAPITAL, LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Feb 5, 2021

Regulatory AUM
$100M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Other clients1$100,000,000100.0%
Filing source

Form ADV 1464851 · Feb 5, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Feb 5, 2021. View historical filings

Reported services

Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

112 SOUTHFIELD AVENUE, APT. PH01
STAMFORD, CT, 06902, United States

CRD 311176

Filing source

Form ADV 1464851 · Feb 5, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.