Investment adviser · CRD 287909
HERITAGE WEALTH MANAGEMENT, LLC
Investment adviser filing (IA)
PHOENIX, AZ, United States · Form ADV filed Mar 31, 2023
- Regulatory AUM
- $545M Form ADV · Item 5.F
- Client accounts
- 807 Accounts, not individual clients
- Employees
- 28 Reported in this filing
- Advisory professionals
- 18 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 158 | $283,119,810 | 51.9% |
| Individuals | 643 | $259,255,182 | 47.6% |
| Corporations & businesses | Fewer than 5 | $2,367,008 | 0.4% |
| Retirement plans | Fewer than 5 | $256,670 | 0.0% |
| Charities | Fewer than 5 | $52,276 | 0.0% |
Filing source
Form ADV 1740151 · Mar 31, 2023 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2023. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2355 E. CAMELBACK ROAD, STE. 330PHOENIX, AZ, 85016, United States
CRD 287909
Filing source
Form ADV 1740151 · Mar 31, 2023 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.