Investment adviser · CRD 316956

HERITAGE WEALTH MANAGEMENT, INC.

Investment adviser filing (IA)

SAN DIEGO, CA, United States · Form ADV filed Jun 30, 2026

Regulatory AUM: $643M
Client accounts: 226
Employees: 13
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	121	$305,134,440	47.4%
Pooled investment vehicles	8	$209,623,403	32.6%
Individuals	103	$50,578,840	7.9%
Insurance companies	Fewer than 5	$41,458,670	6.4%
Charities	Fewer than 5	$19,862,670	3.1%
Corporations & businesses	Fewer than 5	$16,703,040	2.6%

Filing source

Form ADV 2116846 · Jun 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO LPHedge Fund · Last reported Jun 30, 2026$78.2MGross asset value

Form D fundraising filings

Heritage Private Opportunities Portfolio LP

Feeder funds

HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO OFFSHORE LP
HERITAGE PRIVATE OPPORTUNITIES PORTFOLIO OFFSHORE LP

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL LLP MANHATTAN BEACH, California, United States

Custodian STONEX FINANCIAL INC. WINTER PARK, Florida, United States Related to adviser: No

Prime broker STONEX FINANCIAL INC. SANTA MONICA, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL LLP
PCAOB 410

STONEX FINANCIAL INC.
SEC 8-51269

STONEX FINANCIAL INC.
CRD 45993 · SEC 8-51269

Fund details & source

Fund ID: 805-4088544876
Reported beneficial owners: 32
Minimum commitment: $1M
Form D file number: 021-424985

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AH DEBT INCOME LPOther Private Fund · Last reported Jun 30, 2026$34.6MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Custodian CHARLES SCHWAB & CO., INC. SAN DIEGO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-9891107079
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE INCOME FUND LPHedge Fund · Last reported Jun 30, 2026$31.5MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-2581075271
Reported beneficial owners: 9
Minimum commitment: $1M

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DIVERSIFIED PRIVATE EQUITY FUND LPPrivate Equity Fund · Last reported Jun 30, 2026$16.4MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Marketer TRITON LAKE, LTD. DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

WEAVER & TIDWELL LLP
PCAOB 410

Fund details & source

Fund ID: 805-7553148556
Reported beneficial owners: 21
Minimum commitment: $1M

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE MARITIME LPPrivate Equity Fund · Last reported Jun 30, 2026$14.5MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

Fund details & source

Fund ID: 805-7681546915
Reported beneficial owners: 5
Minimum commitment: $250K

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE INS SPV LPPrivate Equity Fund · Last reported Jun 30, 2026$14.4MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

Fund details & source

Fund ID: 805-1873139828
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE GESA LPPrivate Equity Fund · Last reported Jun 30, 2026$3.17MGross asset value

Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER & TIDWELL LLP MANHATTAN BEACH, California, United States

Custodian CHARLES SCHWAB & CO., INC. WESTLAKE, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER & TIDWELL LLP
PCAOB 410

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5610285982
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 2116846 · Jun 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

11440 W. BERNARDO CT., STE 390
SAN DIEGO, CA, 92127, United States

CRD 316956

Filing source

Form ADV 2116846 · Jun 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.