Investment adviser · CRD 285149
HERITAGE FINANCIAL LLC
Investment adviser filing (IA)
HERITAGE FINANCIAL, LLC
GAINESVILLE, VA, United States · Form ADV filed Jun 9, 2026
- Regulatory AUM
- $408M Form ADV · Item 5.F
- Client accounts
- 1,507 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 132 | $303,852,382 | 74.5% |
| Individuals | 218 | $71,934,175 | 17.6% |
| Retirement plans | Fewer than 5 | $26,063,372 | 6.4% |
| Charities | Fewer than 5 | $6,126,734 | 1.5% |
Filing source
Form ADV 2112109 · Jun 9, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 9, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
7001 HERITAGE VILLAGE PLAZA, SUITE 190GAINESVILLE, VA, 20155, United States
CRD 285149
Filing source
Form ADV 2112109 · Jun 9, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.