Investment adviser · CRD 154567

HERITAGE CAPITAL INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2012

Regulatory AUM
$56.8M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HERITAGE CAPITAL INDIA MASTER FUND LIMITEDHedge Fund · Last reported Mar 30, 2012$28.8MGross asset value

Feeder funds

Fund administrator APEX FUND SERVICES LIMITED EBENE, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG MAURITIUS PORT LOUIS, Mauritius
Custodian CITI BANK N.A. MUMBAI, India Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2999988956
Reported beneficial owners
43
Minimum commitment
$250K

Form ADV 629613 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERITAGE CAPITAL INDIA ADVANTAGE FUND, LTDHedge Fund · Last reported Mar 30, 2012$22.8MGross asset value

Feeder funds

Fund administrator APEX FUND SERVICES LTD EBENE, Mauritius Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG MAURITIUS PORT LOUIS, Mauritius
Custodian CITIBANK N.A. MUMBAI, India Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3522060761
Reported beneficial owners
21
Minimum commitment
$250K

Form ADV 629613 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

400 PARK AVENUE SUITE 810
NEW YORK, NY, 10022, United States

CRD 154567

Filing source

Form ADV 629613 · Mar 30, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.