Investment adviser · CRD 137275

HELIOS ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Aug 22, 2013

Regulatory AUM
$393M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUNBEAM OPPORTUNITIES (CAYMAN) MASTER FUND LPHedge Fund · Last reported Aug 22, 2013$344MGross asset value

Feeder funds

Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian UBS GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer AIM PARTNERS LIMITED LONDON, United Kingdom Related to adviser: No
Marketer KELSON CAPITAL LLC LITTLE SILVER, New Jersey, United States Related to adviser: No
Marketer PERKINS FUND MARKETING, L.L.C. SOUTHPORT, Connecticut, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147

PERKINS FUND MARKETING, L.L.C.
CRD 45642 · SEC 8-51126

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-7992981762
Reported beneficial owners
25
Minimum commitment
$1M
Form D file number
021-127890
Form D file number
021-127891

Form ADV 752772 · Aug 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HELIOS MARITIME FUND LPHedge Fund · Last reported Aug 22, 2013$36.7MGross asset value
Fund administrator UBS FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian UBS GRAND CAYMAN, Cayman Islands Related to adviser: No
Marketer KELSON CAPITAL LLC LITTLE RIVER, New Jersey, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

GOLDMAN, SACHS & CO.
SEC 8-129

KELSON CAPITAL LLC
CRD 149477 · SEC 8-68147

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-6825975355
Reported beneficial owners
1
Minimum commitment
$25M

Form ADV 752772 · Aug 22, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HELIOS ENERGY OFFSHORE MASTER FUND LPHedge Fund · Last reported Feb 21, 2013$52MGross asset value

Feeder funds

  • HELIOS ENERGY FUND LLC
Fund administrator UBS FUND SERVICES CAYMAN GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP CHICAGO, Illinois, United States
Custodian CONIFER SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian UBS GRAND CAYMAN, Cayman Islands Related to adviser: No
Prime broker CONIFER SECURITIES LLC NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CONIFER SECURITIES LLC
SEC 8-40756

GOLDMAN, SACHS & CO.
SEC 8-129

CONIFER SECURITIES LLC
CRD 23857 · SEC 8-40756

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4000465747
Reported beneficial owners
35
Minimum commitment
$1M
Form D file number
021-150377

Form ADV 695302 · Feb 21, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 22, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

780 THIRD AVENUE
NEW YORK, NY, 10017, United States

CRD 137275

Filing source

Form ADV 752772 · Aug 22, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.