Investment adviser · CRD 281357

HEIRLOOM INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

· Form ADV filed Mar 31, 2026

Regulatory AUM: $117M
Client accounts: 5
Employees: 5
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$96,747,012	82.8%
Corporations & businesses	Fewer than 5	$20,144,342	17.2%

Filing source

Form ADV 2058906 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OCORIAN SINGAPORE TRUST COMPANY PTE LTD AS TRUSTEE OF FIDELIS FUNDHedge Fund · Last reported Mar 31, 2026$75.4MGross asset value

Fund administrator OCORIAN SINGAPORE TRUST COMPANY PTE SINGAPORE, Singapore Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian DBS BANK LTD SINGAPORE FINANCIAL CENTRE, Singapore Related to adviser: No

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-6940025736
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 2058906 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HEIRLOOM INVESTMENT FUND SPC - HEIRLOOM FIXED RETURN FUND SPHedge Fund · Last reported Mar 31, 2026$16.7MGross asset value

Fund administrator APEX FUND SERVICES ATLANTA, Georgia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BERKOWER ISELIN, New Jersey, United States

Auditor RANKIN BERKOWER (CAYMAN) LTD GEORGE TOWN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

INTERACTIVE BROKERS LLC
SEC 8-47257

Fund details & source

Fund ID: 805-9644883366
Reported beneficial owners: 9
Minimum commitment: $100K
Form D file number: 021-1967597

Form ADV 2058906 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HEIRLOOM HELICOPTER LEASING POOL 2020 LLCPrivate Equity Fund · Last reported Mar 31, 2026$4.71MGross asset value

Form D fundraising filings

Heirloom Helicopter Leasing Pool 2020 LLC

Fund administrator NAV CONSULTING INC. OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CHOICE FINANCIAL GROUP FARGO, North Dakota, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3481311357
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-366227

Form ADV 2058906 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HEIRLOOM INVESTMENT FUND SPC - HEIRLOOM LEGAL LENDING FUND SPOther Private Fund · Last reported Mar 30, 2022$11.9MGross asset value

Fund administrator PINNACLE FUND SERVICES TORTOLA, British Virgin Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RANKIN BERKOWER (CAYMAN) LTD GEORGE TOWN, Cayman Islands

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6196903901
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 1611164 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HEIRLOOM INVESTMENT FUND SPC - HEIRLOOM FUND SPHedge Fund · Last reported Aug 13, 2020$7.91MGross asset value

Fund administrator APEX FUND SERVICES GEORGETOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSE COOPERS GEORGETOWN, Cayman Islands

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS
PCAOB 1266

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7173825805
Reported beneficial owners: 7
Minimum commitment: $1M

Form ADV 1447787 · Aug 13, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 281357

Filing source

Form ADV 2058906 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.