HEIGHTS LLC – investment adviser, $239M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	11	$170,236,481	71.2%
Pooled investment vehicles	3	$68,961,889	28.8%

Filing source

Form ADV 2087560 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HEIGHTS FUND I LPVenture Capital Fund · Last reported Mar 31, 2026$48.3MGross asset value

Form D fundraising filings

Heights Fund I LP

Fund administrator CARTA INVESTOR SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6414992246
Reported beneficial owners: 31
Minimum commitment: $1M
Form D file number: 021-441114

Form ADV 2087560 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DILL PROJECT LLCVenture Capital Fund · Last reported Mar 31, 2026$4.98MGross asset value

Form D fundraising filings

Dill Project LLC

Fund administrator CARTA INVESTOR SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITY NATIONAL BANK BEVERLY HILLS, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITY NATIONAL BANK
LEI 593C3GZG957YOJPS2Z63

Fund details & source

Fund ID: 805-7461745979
Reported beneficial owners: 46
Minimum commitment: $100K
Form D file number: 021-476551

Form ADV 2087560 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MINDFUL HEIGHTS LLCPrivate Equity Fund · Last reported Mar 31, 2026$4.4MGross asset value

Form D fundraising filings

Mindful Heights, LLC

Fund administrator CARTA INVESTOR SERVICES SAN FRANCISCO, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5547900828
Reported beneficial owners: 28
Minimum commitment: $100K
Form D file number: 021-426194

Form ADV 2087560 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

11111 SANTA MONICA BLVD, SUITE 2100
LOS ANGELES, CA, 90025, United States

CRD 315969

Filing source

Form ADV 2087560 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.