Investment adviser · CRD 163786

HEADWATER ADVISOR, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MINNEAPOLIS, MN, United States · Form ADV filed Sep 25, 2015

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ITASCA CAPITAL PARTNERS, LLCHedge Fund · Last reported Sep 25, 2015$12.9MGross asset value
Fund administrator INTERNATIONAL FUND MANAGEMENT CORP FLEMINGTON, New Jersey, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor CF & CO., LLP DALLAS, Texas, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian MAXIM GROUP LLC NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

JEFFERIES LLC
SEC 8-15074

MAXIM GROUP LLC
SEC 8-65337

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-1917134398
Reported beneficial owners
34
Minimum commitment
$100K
Form D file number
021-175620

Form ADV 948536 · Sep 25, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 25, 2015. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

60 SOUTH SIXTH STREET, SUITE 2530
MINNEAPOLIS, MN, 55402, United States

CRD 163786

Filing source

Form ADV 948536 · Sep 25, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.