Investment adviser · CRD 143805

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

RALEIGH, NC, United States · Form ADV filed Mar 28, 2014

Regulatory AUM
$87.9M
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
40
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HATTERAS LATE STAGE VC FUND I, L.P.Venture Capital Fund · Last reported Mar 28, 2014$15.1MGross asset value
Fund administrator UMB FUND SERVICES, INC. MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9988054988
Reported beneficial owners
68
Minimum commitment
$1M
Form D file number
021-108614

Form ADV 809124 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HATTERAS GPEP FUND, L.P.Private Equity Fund · Last reported Mar 28, 2014$2.98MGross asset value
Auditor MCGLADREY & PULLEN, LLP NEW YORK, New York, United States
Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-6378063760
Reported beneficial owners
3
Minimum commitment
$1M
Form D file number
021-126088

Form ADV 809124 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2014. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

8540 COLONNADE CENTER DRIVE, SUITE 401
RALEIGH, NC, 27615, United States

CRD 143805

Filing source

Form ADV 809124 · Mar 28, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.