Investment adviser · CRD 106154

HARTWELL J M LTD PARTNERSHIP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 29, 2019

Regulatory AUM: $535M
Client accounts: 87
Employees: 7
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	35	$503,505,516	94.2%
Individuals	16	$10,293,474	1.9%
Retirement plans	Fewer than 5	$9,559,503	1.8%
Pooled investment vehicles	1	$5,022,079	0.9%
Charities	Fewer than 5	$4,659,851	0.9%
Corporations & businesses	Fewer than 5	$1,697,904	0.3%

Filing source

Form ADV 1299591 · Mar 29, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARTWELL CAPITAL PARTNERS LPHedge Fund · Last reported Mar 29, 2019$5.02MGross asset value

Fund administrator ROTHSTEIN PRATA MCCABE CPA P.C. NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ASHLAND PARTNERS & COMPANY LLP CENTRAL POINT, Oregon, United States

Custodian PERSHING LLC NEW YORK, New York, United States Related to adviser: No

Prime broker PERSHING LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ASHLAND PARTNERS & COMPANY LLP
PCAOB 3783

PERSHING LLC
SEC 8-17574

PERSHING LLC
CRD 7560 · SEC 8-17574

Fund details & source

Fund ID: 805-5885346054
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-86618

Form ADV 1299591 · Mar 29, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2019. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

515 MADISON AVE
NEW YORK, NY, 10022, United States

CRD 106154

Filing source

Form ADV 1299591 · Mar 29, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.