HARTFORD INVESTMENT MANAGEMENT COMPANY: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$109,126,975,227	289	Mar 29, 2022
2022	$110,827,884,619	290	Mar 23, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	45	$86,444,606,835	78.0%
Pooled investment vehicles	33	$18,247,429,543	16.5%
Retirement plans	5	$3,959,210,812	3.6%
Banks & thrifts	Fewer than 5	$1,369,875,598	1.2%
Investment companies	1	$534,131,016	0.5%
Corporations & businesses	6	$272,630,815	0.2%

Filing source

Form ADV 1700953 · Mar 23, 2023 · Item 5.D

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

SEPARATE ACCOUNT ICMG SERIES IIA, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - SVA HIMCO U.S. AGGREGATE BOND INDEX DIOther Private Fund$2.05BGross asset value

Search Form D filings →

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-2338124435
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1700953 · Mar 23, 2023 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 15, 2022 · previous imported filing

Regulatory AUM$109,126,975,227 → $110,827,884,619
Client accounts158 → 182
Employees289 → 290

Filing source

Form ADV 1700953 · Mar 23, 2023 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $107B
Non-discretionary: $3.96B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Fixed

Principal office

ONE HARTFORD PLAZA
HARTFORD, CT, 06155, United States

CRD 106699

Filing source

Form ADV 1700953 · Mar 23, 2023 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.