HARTFORD INVESTMENT MANAGEMENT COMPANY: Investment Adviser Form ADV Filing

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	45	$80,623,932,571	73.7%
Pooled investment vehicles	35	$22,416,980,245	20.5%
Retirement plans	5	$4,795,510,311	4.4%
Banks & thrifts	Fewer than 5	$769,421,857	0.7%
Investment companies	2	$446,075,460	0.4%
Corporations & businesses	6	$316,815,035	0.3%

Filing source

Form ADV 1588041 · Jan 11, 2022 · Item 5.D

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

SEPARATE ACCOUNT ICMG SERIES IIC, A SEPARATE ACCOUNT OF TALCOTT RESOLUTION LIFE INS CO - HIMCO 30 YEAR MBS / ABS INDEX DIVISIONOther Private Fund$7.8BGross asset value

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Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6234407285
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-53126

Form ADV 1588041 · Jan 11, 2022 · Schedule D 7.B.(1)

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

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Filing source

Form ADV 1588041 · Jan 11, 2022 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $107B
Non-discretionary: $1.92B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets

Principal office

ONE HARTFORD PLAZA
HARTFORD, CT, 06155, United States

CRD 106699

Filing source

Form ADV 1588041 · Jan 11, 2022 · Items 1 & 5

Reported by HARTFORD INVESTMENT MANAGEMENT COMPANY (CRD 106699).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.