Investment adviser · CRD 45995

HARTFORD INVESTMENT FINANCIAL SERVICES, LLC

Investment adviser filing (IA)

SIMSBURY, CT, United States · Form ADV filed Oct 4, 2012

Regulatory AUM
$50.6B
Form ADV · Item 5.F
Client accounts
58
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE HARTFORD CAYMAN GLOBAL REAL ASSET FUND, LTD.Other Private Fund · Last reported Oct 4, 2012$45.6MGross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian STATE STREET BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9239573793
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 673132 · Oct 4, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE HARTFORD CAYMAN GLOBAL ALL-ASSET FUND, LTD.Other Private Fund · Last reported Oct 4, 2012$45.1MGross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian STATE STREET BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2733745928
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 673132 · Oct 4, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE HARTFORD CAYMAN ALTERNATIVE STRATEGIES FUND, LTD.Other Private Fund · Last reported Oct 4, 2012$0Gross asset value
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian STATE STREET BANK & TRUST KANSAS CITY, Missouri, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1446001166
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 673132 · Oct 4, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 4, 2012. View historical filings

Reported services

Investment company portfolio management

Compensation

Percentage of assets

Principal office

200 HOPMEADOW STREET
SIMSBURY, CT, 06089, United States

CRD 45995

Filing source

Form ADV 673132 · Oct 4, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.