Investment adviser · CRD 137115
BMO HARRIS FINANCIAL ADVISORS, INC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Apr 21, 2021
- Regulatory AUM
- $5.14B Form ADV · Item 5.F
- Client accounts
- 17,043 Accounts, not individual clients
- Employees
- 35 Reported in this filing
- Advisory professionals
- 0 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 14,295 | $3,276,638,376 | 63.7% |
| High-net-worth individuals | 2,622 | $1,825,106,943 | 35.5% |
| Corporations & businesses | 70 | $23,327,979 | 0.5% |
| Retirement plans | 38 | $12,786,675 | 0.2% |
| Charities | 17 | $5,588,623 | 0.1% |
| Government entities | Fewer than 5 | $441,673 | 0.0% |
Filing source
Form ADV 1533595 · Apr 21, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 21, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets
Principal office
115 S LASALLE STREET, 13WCHICAGO, IL, 60603, United States
CRD 137115
Filing source
Form ADV 1533595 · Apr 21, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.