Investment adviser · CRD 310227

HARRADEN CIRCLE INVESTMENTS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 16, 2026

Regulatory AUM
$563M
Form ADV · Item 5.F
Client accounts
11
Accounts, not individual clients
Employees
9
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles9$560,473,00499.6%
Corporations & businesses2$2,428,5900.4%
Filing source

Form ADV 2117407 · Jul 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARRADEN CIRCLE INVESTORS, LPHedge Fund · Last reported Jul 16, 2026$315MGross asset value

Form D fundraising filings

Harraden Circle Investors, LP

Feeder funds

  • HARRADEN CIRCLE STRATEGIC INVESTMENTS OFFSHORE, LP
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker CF SECURED, LLC NEW YORK, New York, United States
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

CF SECURED, LLC
SEC 8-69863

CLEAR STREET LLC
SEC 8-69972

GOLDMAN SACHS & CO. LLC
SEC 8-129

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

CF SECURED, LLC
CRD 285841 · SEC 8-69863

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-8435662581
Reported beneficial owners
83
Minimum commitment
$100K
Form D file number
021-283827

Form ADV 2117407 · Jul 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARRADEN CIRCLE SPECIAL OPPORTUNITIES, LPHedge Fund · Last reported Jul 16, 2026$135MGross asset value

Form D fundraising filings

Harraden Circle Special Opportunities, LP

Feeder funds

  • HARRADEN CIRCLE SPECIAL OPPORTUNITIES OFFSHORE, LP
Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker BTIG, LLC NEW YORK, New York, United States
Prime broker CF SECURED, LLC NEW YORK, New York, United States
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

CF SECURED, LLC
SEC 8-69863

CLEAR STREET LLC
SEC 8-69972

PERSHING LLC
SEC 8-17574

BTIG, LLC
CRD 122225 · SEC 8-65473

CF SECURED, LLC
CRD 285841 · SEC 8-69863

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-1348684051
Reported beneficial owners
43
Minimum commitment
$100K
Form D file number
021-499766

Form ADV 2117407 · Jul 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARRADEN CIRCLE STRATEGIC INVESTMENTS, LPHedge Fund · Last reported Jul 16, 2026$82.7MGross asset value

Form D fundraising filings

Harraden Circle Strategic Investments, LP

Feeder funds

  • HARRADEN CIRCLE STRATEGIC INVESTMENTS OFFSHORE, LP
Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian CF SECURED, LLC NEW YORK, New York, United States Related to adviser: No
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CF SECURED, LLC NEW YORK, New York, United States
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

CF SECURED, LLC
SEC 8-69863

CLEAR STREET LLC
SEC 8-69972

CF SECURED, LLC
CRD 285841 · SEC 8-69863

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-8182817638
Reported beneficial owners
48
Minimum commitment
$100K
Form D file number
021-538802

Form ADV 2117407 · Jul 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARRADEN CIRCLE CONCENTRATED, LPHedge Fund · Last reported Jul 16, 2026$27.2MGross asset value

Form D fundraising filings

Harraden Circle Concentrated, LP

Feeder funds

  • HARRADEN CIRCLE CONCENTRATED OFFSHORE, LP
Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian CITIZENS BANK, N.A. PROVIDENCE, Rhode Island, United States Related to adviser: No
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-3797810924
Reported beneficial owners
18
Minimum commitment
$100K
Form D file number
021-546894

Form ADV 2117407 · Jul 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACCOUNT #002Hedge Fund · Last reported Oct 16, 2025$4.17MGross asset value
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-2128918959
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2017404 · Oct 16, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACCOUNT #003Hedge Fund · Last reported Oct 16, 2025$1.22MGross asset value
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-6566534512
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2017404 · Oct 16, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ACCOUNT #004Hedge Fund · Last reported Oct 16, 2025$583KGross asset value
Custodian CLEAR STREET LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CLEAR STREET LLC NEW YORK, New York, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

CLEAR STREET LLC
SEC 8-69972

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

Fund details & source
Fund ID
805-1640311444
Reported beneficial owners
2
Minimum commitment
$100K

Form ADV 2017404 · Oct 16, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 16, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

885 THIRD AVENUE, SUITE 2600B
NEW YORK, NY, 10022, United States

CRD 310227

Filing source

Form ADV 2117407 · Jul 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.