Investment adviser · CRD 116069

HARMONY ASSET MANAGEMENT LLC

Investment adviser filing (IA)

SCOTTSDALE, AZ, United States · Form ADV filed Mar 23, 2026

Regulatory AUM
$463M
Form ADV · Item 5.F
Client accounts
602
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
9
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals133$314,888,01968.1%
Charities2$77,567,99216.8%
Individuals133$53,885,17111.7%
Corporations & businesses7$16,172,3693.5%
Filing source

Form ADV 2068759 · Mar 23, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPIF, LLCVenture Capital Fund · Last reported Mar 1, 2022$1.01MGross asset value
Auditor SPICER JEFFRIES, LLP DENVER, Colorado, United States
Custodian BOK FINANCIAL CORPORATION TULSA, Oklahoma, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SPICER JEFFRIES, LLP
PCAOB 349

Fund details & source
Fund ID
805-5347657645
Reported beneficial owners
15
Minimum commitment
$0

Form ADV 1610545 · Mar 1, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 23, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

16220 N. SCOTTSDALE ROAD, SUITE 300
SCOTTSDALE, AZ, 85254, United States

CRD 116069

Filing source

Form ADV 2068759 · Mar 23, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.