Investment adviser · CRD 158860
HARMON SECURITIES, LLC
Investment adviser filing (IA)
· Form ADV filed Jan 27, 2012
- Regulatory AUM
- $0 Form ADV · Item 5.F
- Client accounts
- 0 Accounts, not individual clients
Not available in this filing: Employees, Advisory professionals.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 27, 2012. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Market timing
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
CRD 158860
Filing source
Form ADV 606724 · Jan 27, 2012 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.