Investment adviser · CRD 289882

HARKNESS CAPITAL MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $204M
Client accounts: 5
Employees: 10
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$203,815,000	100.0%

Filing source

Form ADV 2045538 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARKNESS CAPITAL PARTNERS I LPPrivate Equity Fund · Last reported Mar 31, 2026$130MGross asset value

Form D fundraising filings

Harkness Capital Partners I LP

Fund administrator LEVERPOINT MANAGEMENT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

JPMORGAN CHASE & CO
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-9348226627
Reported beneficial owners: 27
Minimum commitment: $500K
Form D file number: 021-332053

Form ADV 2045538 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARKNESS CAPITAL PARTNERS II LPPrivate Equity Fund · Last reported Mar 31, 2026$39.5MGross asset value

Form D fundraising filings

Harkness Capital Partners II LP

Fund administrator LEVERPOINT MANAGEMENT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WITHUMSMITH+BROWN, PC
PCAOB 100

JPMORGAN CHASE & CO
LEI 7H6GLXDRUGQFU57RNE97

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

Fund details & source

Fund ID: 805-1959407670
Reported beneficial owners: 25
Minimum commitment: $1M
Form D file number: 021-506563

Form ADV 2045538 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARKNESS CYCLONE CO-INVESTMENT LPPrivate Equity Fund · Last reported Mar 31, 2026$25.8MGross asset value

Form D fundraising filings

Harkness Cyclone Co-Investment LP

Fund administrator LEVERPOINT MANAGEMENT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

JPMORGAN CHASE & CO
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-8966587395
Reported beneficial owners: 40
Minimum commitment: $0
Form D file number: 021-456382

Form ADV 2045538 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARKNESS HURRICANE CO-INVESTMENT LPPrivate Equity Fund · Last reported Mar 31, 2026$7.47MGross asset value

Form D fundraising filings

Harkness Hurricane Co-Investment LP

Fund administrator LEVERPOINT MANAGEMENT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH + BROWN, PC PRINCETON, New Jersey, United States

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH + BROWN, PC
PCAOB 100

JPMORGAN CHASE & CO
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-1363227580
Reported beneficial owners: 4
Minimum commitment: $0
Form D file number: 021-508627

Form ADV 2045538 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP FRESH INVESTORS LPPrivate Equity Fund · Last reported Mar 31, 2026$1.5MGross asset value

Form D fundraising filings

HCP Fresh Investors LP

Fund administrator LEVERPOINT MANAGEMENT CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH + BROWN, PC PRINCETON, New Jersey, United States

Custodian JPMORGAN CHASE & CO NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH + BROWN, PC
PCAOB 100

JPMORGAN CHASE & CO
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-2112504891
Reported beneficial owners: 21
Minimum commitment: $0
Form D file number: 021-292414

Form ADV 2045538 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SFE HOLDINGS LLCPrivate Equity Fund · Last reported Jun 18, 2020$63.3MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor RSM US LLP PHOENIX, Arizona, United States

Custodian THE NORTHERN TRUST CORPORATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

THE NORTHERN TRUST CORPORATION
LEI 6PTKHDJ8HDUF78PFWH30

Fund details & source

Fund ID: 805-9964480801
Reported beneficial owners: 20
Minimum commitment: $0
Form D file number: 021-292414

Form ADV 1422735 · Jun 18, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARKNESS CAPITAL PARTNERS LPPrivate Equity Fund · Last reported Mar 26, 2019$28.6MGross asset value

Form D fundraising filings

Harkness Capital Partners LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7361587627
Reported beneficial owners: 9
Minimum commitment: $0
Form D file number: 021-292412

Form ADV 1291373 · Mar 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

475 FIFTH AVENUE, 20TH FLOOR
NEW YORK, NY, 10017, United States

CRD 289882

Filing source

Form ADV 2045538 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.