Investment adviser · CRD 339318

HARK CAPITAL ADVISORS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $1.55B
Client accounts: 4
Employees: 12
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$1,546,865,812	100.0%

Filing source

Form ADV 2069345 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARK CAPITAL IV, LPOther Private Fund · Last reported Mar 30, 2026$620MGross asset value

Feeder funds

HARK IV SERIES FUND, LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KMPG LLP CHICAGO, Illinois, United States

Custodian ALPHA GROUP INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Marketer PTP SECURITIES, LLC HARTFORD,, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KMPG LLP
PCAOB 185

ALPHA GROUP INTERNATIONAL PLC
LEI 213800RESM1FPUXY6K31

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

PTP SECURITIES, LLC
CRD 136832 · SEC 8-67059

Fund details & source

Fund ID: 805-4518197975
Reported beneficial owners: 78
Minimum commitment: $1M
Form D file number: 021-454330

Form ADV 2069345 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARK CAPITAL III, LPOther Private Fund · Last reported Mar 30, 2026$238MGross asset value

Feeder funds

HARK SERIES FUND III, LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KMPG LLP CHICAGO, Illinois, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KMPG LLP
PCAOB 185

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

Fund details & source

Fund ID: 805-1701930962
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-359021

Form ADV 2069345 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARK CAPITAL III PARALLEL, LPOther Private Fund · Last reported Mar 30, 2026$38.6MGross asset value

Feeder funds

HARK CAYMAN FEEDER III, LP

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KMPG LLP CHICAGO, Illinois, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KMPG LLP
PCAOB 185

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

Fund details & source

Fund ID: 805-8185112424
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-359012

Form ADV 2069345 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARK CAPITAL V, LPOther Private Fund · Last reported Mar 30, 2026$0Gross asset value

Feeder funds

HARK SERIES FUND V, LLC

Fund administrator CARTA INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KMPG LLP CHICAGO, Illinois, United States

Custodian TEXAS CAPITAL BANK DALLAS, Texas, United States Related to adviser: No

Marketer PTP SECURITIES, LLC HARTFORD, Connecticut, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KMPG LLP
PCAOB 185

TEXAS CAPITAL BANK
LEI 38PG5GG0OEQK4QMSKE59

PTP SECURITIES, LLC
CRD 136832 · SEC 8-67059

Fund details & source

Fund ID: 805-4927090339
Reported beneficial owners: 7
Minimum commitment: $1M
Form D file number: 021-565064

Form ADV 2069345 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

299 PARK AVENUE, 3RD FLOOR
NEW YORK, NY, 10171, United States

CRD 339318

Filing source

Form ADV 2069345 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.