Investment adviser · CRD 19258
HARBOUR INVESTMENTS, INC.
Investment adviser filing (IA)
MADISON, WI, United States · Form ADV filed Sep 29, 2026
- Regulatory AUM
- $9.6B Form ADV · Item 5.F
- Client accounts
- 44,629 Accounts, not individual clients
- Employees
- 232 Reported in this filing
- Advisory professionals
- 213 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 28,325 | $6,649,811,074 | 69.3% |
| High-net-worth individuals | 1,502 | $2,595,459,802 | 27.0% |
| Charities | 159 | $125,300,277 | 1.3% |
| Government entities | Fewer than 5 | $107,559,931 | 1.1% |
| Retirement plans | 227 | $71,512,585 | 0.7% |
| Corporations & businesses | 96 | $46,453,255 | 0.5% |
| Insurance companies | Fewer than 5 | $3,005,764 | 0.0% |
Filing source
Form ADV 2135556 · Sep 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 29, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Subscription · Fixed · Commissions
Principal office
575 D'ONOFRIO DRIVE, SUITE 300MADISON, WI, 53719, United States
CRD 19258
Filing source
Form ADV 2135556 · Sep 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.