Investment adviser · CRD 25700
HARBOR FINANCIAL SERVICES, LLC
Investment adviser filing (IA)
MOBILE, AL, United States · Form ADV filed Aug 2, 2021
- Regulatory AUM
- $621M Form ADV · Item 5.F
- Client accounts
- 2,434 Accounts, not individual clients
- Employees
- 106 Reported in this filing
- Advisory professionals
- 55 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 1,394 | $309,980,067 | 49.9% |
| High-net-worth individuals | 203 | $294,186,746 | 47.4% |
| Corporations & businesses | 7 | $10,388,782 | 1.7% |
| Retirement plans | 7 | $4,143,044 | 0.7% |
| Charities | Fewer than 5 | $2,186,160 | 0.4% |
Filing source
Form ADV 1556956 · Aug 2, 2021 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 2, 2021. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
RSA BATTLEHOUSE TOWER, 11 NORTH WATER STREET, STE 21290MOBILE, AL, 36602, United States
CRD 25700
Filing source
Form ADV 1556956 · Aug 2, 2021 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.