Investment adviser · CRD 160538

HARBINGER CAPITAL PARTNERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 25, 2025

Regulatory AUM
$134M
Form ADV · Item 5.F
Client accounts
14
Accounts, not individual clients
Employees
1
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$134,196,348100.0%
Filing source

Form ADV 1965465 · Mar 25, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.Hedge Fund · Last reported Mar 25, 2025$220MGross asset value

Feeder funds

Showing the first 7 feeders, with Form D links first.

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC JERSEY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

ERNST & YOUNG LTD.
PCAOB 1655

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-7096592637
Reported beneficial owners
715
Minimum commitment
$5M
Form D file number
021-131987
Form D file number
021-135357
Form D file number
021-41534

Form ADV 1965465 · Mar 25, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.Hedge Fund · Last reported Mar 25, 2025$79.4MGross asset value

Feeder funds

  • HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS OFFSHORE FUND, L.P.
  • HARBINGER CAPITAL PARTNERS SSF CFF, LTD.
Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5125733072
Reported beneficial owners
225
Minimum commitment
$5M
Form D file number
021-113737
Form D file number
021-93981
Form D file number
021-94007

Form ADV 1965465 · Mar 25, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CREDIT DISTRESSED BLUE LINE MASTER FUND, LTD.Hedge Fund · Last reported Mar 25, 2025$30MGross asset value

Feeder funds

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Prime broker GOLDMAN SACHS & CO. LLC JERSEY CITY, New Jersey, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-4088009383
Reported beneficial owners
43
Minimum commitment
$5M
Form D file number
021-131233
Form D file number
021-131236

Form ADV 1965465 · Mar 25, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P.Hedge Fund · Last reported Mar 25, 2025$7.06MGross asset value

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-3211840065
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 1965465 · Mar 25, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBINGER DEDICATED INVESTOR INTERMEDIATE FUND L.P.Hedge Fund · Last reported Mar 25, 2025$0Gross asset value

Feeder funds

  • HARBINGER DEDICATED INVESTOR FUND L.P.

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4920278862
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 1965465 · Mar 25, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL OPPORTUNITIES BREAKAWAY LTD.Hedge Fund · Last reported Mar 24, 2017$42.4MGross asset value

Feeder funds

  • GLOBAL OPPORTUNITIES BREAKAWAY FUND, L.P.

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
No
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9169958308
Reported beneficial owners
3
Minimum commitment
$5M

Form ADV 1093237 · Mar 24, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HARBINGER CHINA DRAGON INTERMEDIATE FUND L.P.Hedge Fund · Last reported Mar 27, 2018$0Gross asset value

Feeder funds

  • HARBINGER CHINA DRAGON FUND L.P.
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-7910583537
Reported beneficial owners
5
Minimum commitment
$5M

Form ADV 1193743 · Mar 27, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 25, 2025. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1965 BROADWAY, SUITE 28E
NEW YORK, NY, 10023, United States

CRD 160538

Filing source

Form ADV 1965465 · Mar 25, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.