Investment adviser · CRD 133328

HALCYON STRUCTURED ASSET MANAGEMENT L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 17, 2012

Regulatory AUM
$19.2M
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

13 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALCYON STRUCTURED OPPORTUNITIES INVESTORS, L.P.Hedge Fund · Last reported Dec 17, 2012$13.2MGross asset value

Feeder funds

  • HALCYON STRUCTURED OPPORTUNITIES FUND L.P.
  • HALCYON STRUCTURED OPPORTUNITIES OFFSHORE FUND LTD.
Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-5819022778
Reported beneficial owners
56
Minimum commitment
$5M
Form D file number
021-75053
Form D file number
021-75054

Form ADV 686561 · Dec 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON EUROPEAN STRUCTURED OPPORTUNITIES INVESTORS, L.P.Hedge Fund · Last reported Dec 17, 2012$6.06MGross asset value

Feeder funds

  • HALCYON EUROPEAN STRUCTURED OPPORTUNITIES FUND L.P.
  • HALCYON EUROPEAN STRUCTURED OPPORTUNITIES OFFSHORE FUND LTD.
Fund administrator HSBC SECURITIES SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-1208390790
Reported beneficial owners
16
Minimum commitment
$5M
Form D file number
021-115687
Form D file number
021-115692

Form ADV 686561 · Dec 17, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V.Securitized Asset Fund · Last reported May 16, 2012$654MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO AUDIT & ASSURANCE B.V. AMSTERDAM, Netherlands
Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7905055012
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 646136 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-2 LTD.Securitized Asset Fund · Last reported May 16, 2012$474MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6498954114
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 646136 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-I LTD.Securitized Asset Fund · Last reported May 16, 2012$474MGross asset value
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4694597023
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 646136 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN LONG SECURED/SHORT UNSECURED CLO 2008-I B.V.Securitized Asset Fund · Last reported May 16, 2012$439MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO AUDIT & ASSURANCE B.V. AMSTERDAM, Netherlands
Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6090544716
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 646136 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-3 LTD.Securitized Asset Fund · Last reported May 16, 2012$427MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3863458608
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 646136 · May 16, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 17, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

477 MADISON AVENUE, 8TH FLOOR
NEW YORK, NY, 10022-5843, United States

CRD 133328

Filing source

Form ADV 686561 · Dec 17, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.