Investment adviser · CRD 107182

HALCYON OFFSHORE ASSET MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 14, 2012

Regulatory AUM: $2.94B
Client accounts: 10

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALCYON MASTER FUND L.P.Hedge Fund · Last reported Sep 14, 2012$2.05BGross asset value

Feeder funds

HALCYON DIVERSIFIED FUND, L.P.
HALCYON FUND, L.P.
HALCYON OFFSHORE FUND LIMITED
HALCYON PARTNERS LP
HALCYON PARTNERS OFFSHORE LTD.

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIGROUP INC. NEW YORK, New York, United States Related to adviser: No

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Marketer CAPINTRO PARTNERS LIMITED LONDON, United Kingdom Related to adviser: No

Marketer DEUTSCHE BANK AG KOWLOON, Hong Kong Related to adviser: No

Marketer DIMENSION CAPITAL MANAGEMENT MIAMI, Florida, United States Related to adviser: No

Marketer GOLDMAN SACHS HEDGE FUND STRATEGIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer JP MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer MERRILL LYNCH ALTERNATIVE INVESTMENTS LLC NEW YORK, New York, United States Related to adviser: No

Marketer STRATEGIC INVESTMENT GROUP ARLINGTON, Virginia, United States Related to adviser: No

Prime broker CITIGROUP INC. NEW YORK, New York, United States

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-8408070034
Reported beneficial owners: 384
Minimum commitment: $100K
Form D file number: 021-115695
Form D file number: 021-156602
Form D file number: 021-156606
Form D file number: 021-156608
Form D file number: 021-156611

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCN LPHedge Fund · Last reported Sep 14, 2012$486MGross asset value

Fund administrator HSBC TRUSTEE (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-6486752399
Reported beneficial owners: 1
Minimum commitment: $200M

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRYPHON HIDDEN VALUES VIII LIMITEDHedge Fund · Last reported Sep 14, 2012$179MGross asset value

Feeder funds

GRYPHON HIDDEN VALUES IX LIMITED
GRYPHON HIDDEN VALUES VIII UNIT TRUST

Fund administrator CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer CITICORP INVESTMENT SERVICES NEW YORK, New York, United States Related to adviser: No

Marketer CITI PRIVATE BANK LONDON, United Kingdom Related to adviser: No

Marketer CITITRUST (BAHAMAS) LIMITED NASSAU, Bahamas, The Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source

Fund ID: 805-1941028440
Reported beneficial owners: 254
Minimum commitment: $250K

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWISS CAPITAL PRO LOAN III PLCHedge Fund · Last reported Sep 14, 2012$115MGross asset value

Feeder funds

SWISS CAPITAL PRO LOAN III LIMITED

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) DUBLIN, Ireland Related to adviser: No

Marketer SWISS CAPITAL GROUP ZURICH, Switzerland Related to adviser: No

Prime broker BNY MELLON TRUST COMPANY (IRELAND) DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-1657025302
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON MAC 19 LTDHedge Fund · Last reported Sep 14, 2012$53.9MGross asset value

Fund administrator SWISS FINANCIAL SERVICES (BAHAMAS) LTD NASSAU, Bahamas, The Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Marketer MAN INVESTMENTS (UK) LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-7227315654
Reported beneficial owners: 11
Minimum commitment: $1M

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWISS CAPITAL PRO LOAN II PLCHedge Fund · Last reported Sep 14, 2012$49.5MGross asset value

Feeder funds

SWISS CAPITAL PRO LOAN II LIMITED

Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian BNY MELLON TRUST COMPANY (IRELAND) DUBLIN, Ireland Related to adviser: No

Marketer SWISS CAPITAL GROUP ZURICH, Switzerland Related to adviser: No

Prime broker BNY MELLON TRUST COMPANY (IRELAND) DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-6509691924
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LYXOR/HALCYON FUND LIMITEDHedge Fund · Last reported Sep 14, 2012$11.5MGross asset value

Auditor PRICEWATERHOUSECOOPERS CI LLP ST HELIER, Jersey

Custodian SG HAMBROS TRUST COMPANY (CHANNEL ISLANDS) LIMITED ST HELIER, Jersey Related to adviser: No

Marketer LYXOR ASSET MANAGEMENT PARIS, France Related to adviser: No

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source

Fund ID: 805-8849571447
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 669943 · Sep 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 14, 2012. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

477 MADISON AVE
NEW YORK, NY, 10022-5843, United States

CRD 107182

Filing source

Form ADV 669943 · Sep 14, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.