Investment adviser · CRD 153497

HALCYON MANAGEMENT ACQUISITION COMPANY LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 21, 2012

Regulatory AUM: $1.77B
Client accounts: 7
Employees: 23
Advisory professionals: 13

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NEPTUNO CLO II B.V.Securitized Asset Fund · Last reported Dec 21, 2012$450MGross asset value

Fund administrator DEUTSCHE BANK AG, LONDON LONDON, United Kingdom Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE ACCOUNTANTS B.V. AMSTERDAM, Netherlands

Custodian DEUTSCHE BANK AG, LONDON LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6156715146
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON LOAN ADVISORS FUNDING 2012-2, LTD.Securitized Asset Fund · Last reported Dec 21, 2012$440MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-9121725266
Reported beneficial owners: 0
Minimum commitment: $500K

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON LOAN ADVISORS FUNDING 2012-1, LTD.Securitized Asset Fund · Last reported Dec 21, 2012$366MGross asset value

Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3293919445
Reported beneficial owners: 0
Minimum commitment: $500K

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BACCHUS (U.S.) 2006-1 LTD.Securitized Asset Fund · Last reported Dec 21, 2012$277MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4489620773
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWISS CAPITAL PRO LOAN III PLCHedge Fund · Last reported Dec 21, 2012$130MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No

Marketer SWISS CAPITAL GROUP ZURICH, Switzerland Related to adviser: No

Prime broker THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-1657025302
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWISS CAPITAL PRO LOAN II PLCHedge Fund · Last reported Dec 21, 2012$53.7MGross asset value

Feeder funds

SWISS CAPITAL PRO LOAN II LIMITED

Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No

Marketer SWISS CAPITAL GROUP ZURICH, Switzerland Related to adviser: No

Prime broker THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-6509691924
Reported beneficial owners: 0
Minimum commitment: $0

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SWISS CAPITAL PRO LOAN V PLCHedge Fund · Last reported Dec 21, 2012$51.2MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland

Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No

Marketer SWISS CAPITAL GROUP ZURICH, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-8783838099
Reported beneficial owners: 0
Minimum commitment: $35M

Form ADV 685250 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 21, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

477 MADISON AVENUE, 8TH FLOOR
NEW YORK, NY, 10022, United States

CRD 153497

Filing source

Form ADV 685250 · Dec 21, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.