Investment adviser · CRD 141616

HALCYON LOAN INVESTORS L.P.

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Dec 21, 2012

Regulatory AUM
$4.92B
Form ADV · Item 5.F
Client accounts
12
Accounts, not individual clients
Employees
23
Reported in this filing
Advisory professionals
13
Investment advisory functions

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2007-1 B.V.Securitized Asset Fund · Last reported Dec 21, 2012$664MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO AUDIT & ASSURANCE B.V. AMSTERDAM, Netherlands
Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7905055012
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-I LTD.Securitized Asset Fund · Last reported Dec 21, 2012$488MGross asset value
Fund administrator U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian U.S. BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4694597023
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-2 LTD.Securitized Asset Fund · Last reported Dec 21, 2012$486MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6498954114
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN LONG SECURED/SHORT UNSECURED CLO 2008-I B.V.Securitized Asset Fund · Last reported Dec 21, 2012$441MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO AUDIT & ASSURANCE B.V. AMSTERDAM, Netherlands
Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6090544716
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT LONG SECURED/SHORT UNSECURED 2007-3 LTD.Securitized Asset Fund · Last reported Dec 21, 2012$432MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3863458608
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON STRUCTURED ASSET MANAGEMENT EUROPEAN CLO 2006-II B.V.Securitized Asset Fund · Last reported Dec 21, 2012$429MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor BDO AUDIT & ASSURANCE B.V. AMSTERDAM, Netherlands
Custodian THE BANK OF NEW YORK MELLON (INTERNATIONAL) LTD. DUBLIN, Ireland Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1308795811
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HALCYON LOAN INVESTORS CLO II, LTD.Securitized Asset Fund · Last reported Dec 21, 2012$397MGross asset value
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1673894916
Reported beneficial owners
0
Minimum commitment
$500K

Form ADV 687743 · Dec 21, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 21, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Percentage of assets · Performance-based

Principal office

477 MADISON AVENUE, 8TH FLOOR
NEW YORK, NY, 10022, United States

CRD 141616

Filing source

Form ADV 687743 · Dec 21, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.