H2O AM – investment adviser, $18.3B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	30	$11,898,027,819	65.0%
Sovereign wealth & foreign institutions	Fewer than 5	$4,188,770,914	22.9%
Banks & thrifts	Fewer than 5	$950,681,449	5.2%
Government entities	Fewer than 5	$720,103,847	3.9%
Insurance companies	Fewer than 5	$284,996,446	1.6%
Corporations & businesses	Fewer than 5	$274,581,802	1.5%

Filing source

Form ADV 1633492 · Mar 31, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHA 10 MASTER FUND L.P.Hedge Fund · Last reported Mar 31, 2021$998MGross asset value

Feeder funds

ALPHA 10 FEEDER FUND (U.S.) LP
ALPHA 10 FEEDER FUND (CAYMAN) LIMITED

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CITCO CUSTODY LIMITED ST JULIANS, Malta Related to adviser: No

Prime broker JP MORGAN CHASE BANK NA LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-6371435240
Reported beneficial owners: 12
Minimum commitment: $100K
Form D file number: 021-302941
Form D file number: 021-302942

Form ADV 1517913 · Mar 31, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL ALPHA MASTER FUND LPHedge Fund · Last reported Apr 17, 2020$76.9MGross asset value

Feeder funds

GLOBAL ALPHA FEEDER FUND (U.S.) LP
GLOBAL ALPHA FEEDER FUND (CAYMAN) LIMITED

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED CORK, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian CITCO CUSTODY LIMITED ST. JULIANS, Malta Related to adviser: No

Prime broker JPMORGAN CHASE BANK NA LONDON, United Kingdom

Prime broker SOCIETE GENERALE INTERNATIONAL LIMITED LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-6974635223
Reported beneficial owners: 20
Minimum commitment: $100K
Form D file number: 021-283267
Form D file number: 021-283268

Form ADV 1410649 · Apr 17, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCTIC BLUE MASTER FUND LTD.Hedge Fund · Last reported Apr 17, 2020$16.6MGross asset value

Feeder funds

ARCTIC BLUE OFFSHORE FEEDER, LTD.

Fund administrator SS&C FUND SERVICES (CAYMAN) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CAMAN BAY, Cayman Islands

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 1323

SG AMERICAS SECURITIES, LLC
SEC 8-66125

SG AMERICAS SECURITIES, LLC
CRD 128351 · SEC 8-66125

Fund details & source

Fund ID: 805-6785475506
Reported beneficial owners: 5
Minimum commitment: $100K
Form D file number: 021-273910

Form ADV 1410649 · Apr 17, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2022. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

33 CAVENDISH SQUARE
LONDON, W1G 0PW, United Kingdom

CRD 169065

Filing source

Form ADV 1633492 · Mar 31, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.