Investment adviser · CRD 128929
GWN SECURITIES INC.
Investment adviser filing (IA)
PALM BEACH GARDENS, FL, United States · Form ADV filed Apr 13, 2026
- Regulatory AUM
- $4.75B Form ADV · Item 5.F
- Client accounts
- 66,025 Accounts, not individual clients
- Employees
- 707 Reported in this filing
- Advisory professionals
- 448 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 35,546 | $3,886,277,473 | 81.8% |
| High-net-worth individuals | 2,217 | $850,336,350 | 17.9% |
| Corporations & businesses | 30 | $17,012,033 | 0.4% |
Filing source
Form ADV 2093915 · Apr 13, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 13, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Market timing
Compensation
Percentage of assets · Hourly · Fixed
Principal office
11440 NORTH JOG ROADPALM BEACH GARDENS, FL, 33418-3764, United States
CRD 128929
Filing source
Form ADV 2093915 · Apr 13, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.