Investment adviser · CRD 148948
GULF STREAM ASSET MANAGEMENT LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Nov 27, 2012
- Regulatory AUM
- $2.83B Form ADV · Item 5.F
- Client accounts
- 10 Accounts, not individual clients
- Employees
- 600 Reported in this filing
- Advisory professionals
- 230 Investment advisory functions
Private funds & service providers
20 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GULF STREAM - SEXTANT CLO 2007-1, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$479MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9028851817
- Reported beneficial owners
- 5
- Minimum commitment
- $100K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GULF STREAM - COMPASS CLO 2005-II, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$463MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6097809087
- Reported beneficial owners
- 8
- Minimum commitment
- $100K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GULF STREAM - SEXTANT CLO 2006-1, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$379MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3156042740
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GULF STREAM - RASHINBAN CLO 2006-I, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$375MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6049784366
- Reported beneficial owners
- 14
- Minimum commitment
- $100K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GULF STREAM - COMPASS CLO 2007, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$283MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2920918676
- Reported beneficial owners
- 5
- Minimum commitment
- $250K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
NEPTUNE FINANCE CCS, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$275MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-4611942379
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GULF STREAM - COMPASS CLO 2005-1, LTD.Securitized Asset Fund · Last reported Nov 27, 2012$269MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2123993100
- Reported beneficial owners
- 6
- Minimum commitment
- $250K
Form ADV 680533 · Nov 27, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Nov 27, 2012. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
9 WEST 57TH STREET, 48TH FLOORNEW YORK, NY, 10019, United States
CRD 148948
Filing source
Form ADV 680533 · Nov 27, 2012 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.