Investment adviser · CRD 140891

GUINNESS GLOBAL INVESTORS

Investment adviser filing (IA)

GUINNESS ASSET MANAGEMENT LIMITED

LONDON, United Kingdom · Form ADV filed Dec 14, 2025

Regulatory AUM
$11.4B
Form ADV · Item 5.F
Client accounts
38
Accounts, not individual clients
Employees
81
Reported in this filing
Advisory professionals
35
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles29$11,092,518,70597.1%
Investment companies9$336,574,1582.9%
Filing source

Form ADV 2030969 · Dec 14, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Dec 14, 2025. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

18 SMITH SQUARE
LONDON, SW1P 3HZ, United Kingdom

CRD 140891

Filing source

Form ADV 2030969 · Dec 14, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.