Investment adviser · CRD 283238
GUGGENHEIM WEALTH SOLUTIONS, LLC
Investment adviser filing (IA)
SANTA MONICA, CA, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $371M Form ADV · Item 5.F
- Client accounts
- 242 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | Fewer than 5 | $160,267,252 | 43.2% |
| Individuals | 210 | $102,869,944 | 27.7% |
| Charities | 14 | $84,416,584 | 22.7% |
| Government entities | Fewer than 5 | $9,244,980 | 2.5% |
| Corporations & businesses | 9 | $6,925,727 | 1.9% |
| High-net-worth individuals | Fewer than 5 | $5,994,052 | 1.6% |
| Retirement plans | Fewer than 5 | $692,698 | 0.2% |
| Insurance companies | Fewer than 5 | $607,144 | 0.2% |
| Other investment advisers | Fewer than 5 | $303,881 | 0.1% |
Filing source
Form ADV 2074252 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
100 WILSHIRE BLVD, SUITE 500SANTA MONICA, CA, 90401, United States
CRD 283238
Filing source
Form ADV 2074252 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.