GUGGENHEIM PRIVATE INVESTMENTS, LLC – investment adviser, $349M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$333,000,000	95.3%
High-net-worth individuals	Fewer than 5	$12,160,897	3.5%
Insurance companies	Fewer than 5	$4,325,848	1.2%

Filing source

Form ADV 2122208 · Jul 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GUGGENHEIM PRIVATE INVESTMENTS LAND BANK FUND, LPReal Estate Fund · Last reported Jul 30, 2026$200MGross asset value

Form D fundraising filings

Guggenheim Private Investments Land Bank Fund, LP

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Marketer ABG, LLC NEW YORK, New York, United States Related to adviser: No

Marketer GUGGENHEIM FUNDS DISTRIBUTORS, LLC ROCKVILLE, Maryland, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

ABG, LLC
CRD 167190 · SEC 8-69247

GUGGENHEIM FUNDS DISTRIBUTORS, LLC
CRD 39805 · SEC 801-54810

Fund details & source

Fund ID: 805-2220177069
Reported beneficial owners: 1
Minimum commitment: $10M
Form D file number: 021-571657

Form ADV 2122208 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUGGENHEIM PRIVATE INVESTMENTS GARNET FUND, LPPrivate Equity Fund · Last reported Jul 30, 2026$133MGross asset value

Form D fundraising filings

Guggenheim Private Investments Garnet Fund, LP

Fund administrator UMB FUND SERVICES, INC. OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian UMB BANK, N.A. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-2933424027
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-572505

Form ADV 2122208 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

330 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY, 10017, United States

CRD 331479

Filing source

Form ADV 2122208 · Jul 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.