Investment adviser · CRD 339528

GUGGENHEIM INVESTMENTS LOAN ADVISORS, LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jul 30, 2026

Regulatory AUM
$155M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$155,438,401100.0%
Filing source

Form ADV 2122456 · Jul 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GCM CLO 2026-1, LTD.Securitized Asset Fund · Last reported Jul 30, 2026$133MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Marketer BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640

Fund details & source
Fund ID
805-2511753235
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2122456 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOURMALET CLO WH 2026-2, LTD.Securitized Asset Fund · Last reported Jul 30, 2026$12.3MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source
Fund ID
805-7531009832
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2122456 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TOURMALET CLO WH 2026-3, LTD.Securitized Asset Fund · Last reported Jul 30, 2026$10.3MGross asset value
Custodian U.S. BANK NATIONAL ASSOCIATION CINCINNATI, Ohio, United States Related to adviser: No
Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source
Fund ID
805-7912837628
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 2122456 · Jul 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 30, 2026. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

300 FIRST STAMFORD PLACE, SUITE 300
STAMFORD, CT, 06902, United States

CRD 339528

Filing source

Form ADV 2122456 · Jul 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.