Investment adviser · CRD 158012

GUGGENHEIM GLOBAL TRADING, LLC

Investment adviser filing (IA)

PURCHASE, NY, United States · Form ADV filed Sep 24, 2014

Regulatory AUM
$1.32B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
60
Reported in this filing
Advisory professionals
30
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GGT MULTI-STRATEGY MASTER FUND (CAYMAN) LPHedge Fund · Last reported Sep 24, 2014$1.32BGross asset value

Feeder funds

  • GGT MULTI-STRATEGY FUND (CAYMAN) LTD.
  • GGT MULTI-STRATEGY FUND LLC
  • GGT MULTI-STRATEGY INTERMEDIATE FUND (CAYMAN) LP
Fund administrator CITCO FUND SERVICES (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

MORGAN STANLEY & CO. LLC
SEC 8-15869

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-9725830412
Reported beneficial owners
15
Minimum commitment
$10M

Form ADV 846410 · Sep 24, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

4 MANHATTANVILLE ROAD
PURCHASE, NY, 10577, United States

CRD 158012

Filing source

Form ADV 846410 · Sep 24, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.