Investment adviser · CRD 39805
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $7.8B Form ADV · Item 5.F
- Client accounts
- 290 Accounts, not individual clients
- Employees
- 245 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $7,800,735,582 | 100.0% |
Filing source
Form ADV 2039503 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Investment company portfolio management
Compensation
Percentage of assets
Principal office
227 WEST MONROE STREET, 7TH FLOORCHICAGO, IL, 60606, United States
CRD 39805
Filing source
Form ADV 2039503 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.