Investment adviser · CRD 161502

GUARDIAN CAPITAL PARTNERS MANAGEMENT COMPANY,LP

Investment adviser filing (IA)

WAYNE, PA, United States · Form ADV filed Mar 31, 2022

Regulatory AUM: $469M
Client accounts: 6
Employees: 16
Advisory professionals: 16

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$468,766,504	100.0%

Filing source

Form ADV 1607034 · Mar 31, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GUARDIAN CAPITAL PARTNERS FUND III (Q), L.P.Private Equity Fund · Last reported Mar 31, 2022$219MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-8738003596
Reported beneficial owners: 57
Minimum commitment: $100K
Form D file number: 021-334899

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND III (A), L.P.Private Equity Fund · Last reported Mar 31, 2022$134MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-9156756720
Reported beneficial owners: 16
Minimum commitment: $184K
Form D file number: 021-334899

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND II (Q), L.P.Private Equity Fund · Last reported Mar 31, 2022$62.2MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PACIFIC WESTERN BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-4988858974
Reported beneficial owners: 24
Minimum commitment: $50K
Form D file number: 021-203255

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND II, L.P.Private Equity Fund · Last reported Mar 31, 2022$45.7MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PACIFIC WESTERN BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-1208069976
Reported beneficial owners: 87
Minimum commitment: $25K
Form D file number: 021-203255

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND I, L.P.Private Equity Fund · Last reported Mar 31, 2022$5.63MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian PACIFIC WESTERN BANK CARLSBAD, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-4778861685
Reported beneficial owners: 60
Minimum commitment: $25K
Form D file number: 021-116550

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND III, L.P.Private Equity Fund · Last reported Mar 31, 2022$2.17MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-3853603917
Reported beneficial owners: 10
Minimum commitment: $50K
Form D file number: 021-334899

Form ADV 1607034 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

724 W. LANCASTER AVENUE, SUITE 120
WAYNE, PA, 19087, United States

CRD 161502

Filing source

Form ADV 1607034 · Mar 31, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.