Investment adviser · CRD 321695

GUARDIAN CAPITAL PARTNERS

Investment adviser filing (IA)

GUARDIAN CAPITAL PARTNERS INVESTMENT MANAGEMENT, L.P.

WAYNE, PA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $1.19B
Client accounts: 3
Employees: 17
Advisory professionals: 12

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$1,189,929,335	100.0%

Filing source

Form ADV 2077059 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GUARDIAN CAPITAL PARTNERS FUND IV, L.P.Private Equity Fund · Last reported Mar 31, 2026$472MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5096465658
Reported beneficial owners: 64
Minimum commitment: $1M
Form D file number: 021-550102

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN HALO CONTINUATION FUND, L.P.Private Equity Fund · Last reported Mar 31, 2026$300MGross asset value

Form D fundraising filings

Guardian Halo Continuation Fund, L.P.

Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Marketer WILLIAM BLAIR & COMPANY L.L.C. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

WILLIAM BLAIR & COMPANY L.L.C.
CRD 1252 · SEC 801-688

Fund details & source

Fund ID: 805-7898852804
Reported beneficial owners: 39
Minimum commitment: $1.84K
Form D file number: 021-530968

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND III (Q), L.P.Private Equity Fund · Last reported Mar 31, 2026$223MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-8738003596
Reported beneficial owners: 56
Minimum commitment: $1M
Form D file number: 021-334899

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND III (A), L.P.Private Equity Fund · Last reported Mar 31, 2026$137MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-9156756720
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-334899

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND IV (A), L.P.Private Equity Fund · Last reported Mar 31, 2026$55.6MGross asset value

Form D fundraising filings

Guardian Capital Partners Fund IV, L.P.

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-9980300718
Reported beneficial owners: 64
Minimum commitment: $1M
Form D file number: 021-550102

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND III, L.P.Private Equity Fund · Last reported Mar 31, 2026$2.19MGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian CIBC BANK USA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-3853603917
Reported beneficial owners: 10
Minimum commitment: $1M
Form D file number: 021-334899

Form ADV 2077059 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GUARDIAN CAPITAL PARTNERS FUND II (Q), L.P.Private Equity Fund · Last reported Mar 31, 2025$37KGross asset value

Auditor ERNST AND YOUNG LLP PHILADELPHIA, Pennsylvania, United States

Custodian BANC OF CALIFORNIA LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST AND YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-4988858974
Reported beneficial owners: 22
Minimum commitment: $50K
Form D file number: 021-203255

Form ADV 1964928 · Mar 31, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

724 W. LANCASTER AVENUE SUITE 120
WAYNE, PA, 19087, United States

CRD 321695

Filing source

Form ADV 2077059 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.