Investment adviser · CRD 171021

GUARD CAPITAL MANAGEMENT LIMITED

Investment adviser filing (IA)

CENTRAL, Hong Kong · Form ADV filed Apr 7, 2017

Regulatory AUM
$2.09B
Form ADV · Item 5.F
Client accounts
4
Accounts, not individual clients
Employees
16
Reported in this filing
Advisory professionals
7
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GUARD MACRO MASTER FUNDHedge Fund · Last reported Apr 7, 2017$1.96BGross asset value

Feeder funds

  • GUARD MACRO OFFSHORE FEEDER FUND
  • GUARD MACRO US FEEDER FUND
Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LTD., CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands
Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No
Custodian HSBC LONDON, United Kingdom Related to adviser: No
Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom
Prime broker HSBC PLC LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2734273951
Reported beneficial owners
56
Minimum commitment
$5M

Form ADV 1105781 · Apr 7, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 7, 2017. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

3202-04 ICBC TOWER, 3 GARDEN ROAD
CENTRAL, Hong Kong

CRD 171021

Filing source

Form ADV 1105781 · Apr 7, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.