Investment adviser · CRD 157086

GSB PODIUM ADVISORS, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 12, 2014

Regulatory AUM
$105M
Form ADV · Item 5.F
Client accounts
1
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ALPHA UCITS SICAV GSB EQUITY MARKET NEUTRAL FUNDHedge Fund · Last reported Mar 12, 2014$105MGross asset value
Fund administrator RBC INVESTOR SERVICES LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LUXEMBOURG, Luxembourg
Custodian RBC INVESTOR SERVICES LUXEMBOURG, Luxembourg Related to adviser: No
Marketer ALPHA UCITS LIMITED LONDON, United Kingdom Related to adviser: No
Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-5318299576
Reported beneficial owners
11
Minimum commitment
$50K

Form ADV 785836 · Mar 12, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY CAPITAL SERIES FUND LLC - SERIES NHedge Fund · Last reported Mar 30, 2012$195MGross asset value
Auditor WITHUM SMITH & BROWN PRINCETON, New Jersey, United States
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-8633073717
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-1111111

Form ADV 617958 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 12, 2014. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

405 LEXINGTON AVE., 54TH FLOOR
NEW YORK, NY, 10174, United States

CRD 157086

Filing source

Form ADV 785836 · Mar 12, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.