GRUSS CAPITAL MANAGEMENT LP – investment adviser, $44.2M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	5	$44,196,140	100.0%

Filing source

Form ADV 1262078 · Jan 9, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GRUSS DV MASTER FUND, LTD.Hedge Fund · Last reported Jan 9, 2019$40.6MGross asset value

Feeder funds

Fund administrator CITCO (CANADA) INC. TORTONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP TORONTO, Canada

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1263

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI HPFHU0OQ28E4N0NFVK49

GOLDMAN SACHS & CO. LLC
SEC 8-129

UBS SECURITIES LLC
SEC 8-22651

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-6602073868
Reported beneficial owners: 75
Minimum commitment: $100K
Form D file number: 021-129057
Form D file number: 021-129058

Form ADV 1262078 · Jan 9, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRUSS ARBITRAGE MASTER FUND, LTD.Hedge Fund · Last reported Jan 9, 2019$3.5MGross asset value

Fund administrator CITCO (CANADA) INC. TORTONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD.
PCAOB 1655

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-8390443338
Reported beneficial owners: 36
Minimum commitment: $0
Form D file number: 021-128776
Form D file number: 021-75791

Form ADV 1262078 · Jan 9, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GRUSS GLOBAL INVESTORS MASTER FUND, LTD.Hedge Fund · Last reported Jan 9, 2019$0Gross asset value

Feeder funds

Fund administrator CITCO (CANADA) INC. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO (CAYMAN ISLANDS) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Auditor ERNST & YOUNG LTD. TORONTO, Canada

Custodian BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No

Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1263

ERNST & YOUNG LTD.
PCAOB 1655

Fund details & source

Fund ID: 805-3701318042
Reported beneficial owners: 1
Minimum commitment: $0
Form D file number: 021-165257
Form D file number: 021-174706
Form D file number: 021-62422
Form D file number: 021-62423

Form ADV 1262078 · Jan 9, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 9, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 108573

Filing source

Form ADV 1262078 · Jan 9, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.