Investment adviser · CRD 158947

UPFRONT VENTURES

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

UPFRONT VENTURES MANAGEMENT, INC.

SANTA MONICA, CA, United States · Form ADV filed Jul 28, 2023

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

UPFRONT IV, L.P.Venture Capital Fund · Last reported Jul 28, 2023$593MGross asset value
Fund administrator GP FUND SOLUTIONS, LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E38

Fund details & source
Fund ID
805-4275385245
Reported beneficial owners
37
Minimum commitment
$500K
Form D file number
021-168077

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT III, L.P.Venture Capital Fund · Last reported Jul 28, 2023$439MGross asset value
Fund administrator GP FUND SOLUTIONS, LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE99

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E37

Fund details & source
Fund ID
805-4980391634
Reported beneficial owners
35
Minimum commitment
$150K
Form D file number
021-114468

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT III INVESTORS, L.P.Venture Capital Fund · Last reported Jul 28, 2023$12.2MGross asset value
Fund administrator GP FUND SOLUTIONS, LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-5358293133
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-99999

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT III PARTNERS, L.P.Venture Capital Fund · Last reported Jul 28, 2023$6.7MGross asset value
Fund administrator GP FUND SOLUTIONS, LLC ALBANY, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC WALNUT CREEK, California, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE98

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E36

Fund details & source
Fund ID
805-1684212755
Reported beneficial owners
17
Minimum commitment
$25K
Form D file number
021-99999

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT II INVESTORS, L.P.Venture Capital Fund · Last reported Jul 28, 2023$0Gross asset value
Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-3657473782
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-99999

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT II, L.P.Venture Capital Fund · Last reported Jul 28, 2023$0Gross asset value
Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-4137292618
Reported beneficial owners
88
Minimum commitment
$0
Form D file number
021-99999

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

UPFRONT II PARTNERS, L.P.Venture Capital Fund · Last reported Jul 28, 2023$0Gross asset value
Fund administrator SS&C PEI SOLUTIONS CRANFORD, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor FRANK, RIMERMAN & CO., LLP PALO ALTO, California, United States
Custodian JP MORGAN CHASE BANK BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FRANK, RIMERMAN & CO., LLP
PCAOB 1596

JP MORGAN CHASE BANK
LEI 7H6GLXDRUGQFU57RNE97

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9088399469
Reported beneficial owners
48
Minimum commitment
$0
Form D file number
021-99999

Form ADV 1777023 · Jul 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 28, 2023. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1314 7TH STREET, SUITE 600
SANTA MONICA, CA, 90401, United States

CRD 158947

Filing source

Form ADV 1777023 · Jul 28, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.