Investment adviser · CRD 153656

GROVELAND CAPITAL LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

MINNEAPOLIS, MN, United States · Form ADV filed May 1, 2017

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AO PARTNERS I, LPHedge Fund · Last reported May 1, 2017$3.17MGross asset value
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker AGENCY TRADING GROUP, INC. WAYZATA, Minnesota, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

AGENCY TRADING GROUP, INC.
CRD 108887 · SEC 8-53088

Fund details & source
Fund ID
805-4258698186
Reported beneficial owners
15
Minimum commitment
$1M

Form ADV 1112511 · May 1, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GROVELAND HEDGED CREDIT MASTER FUND LTD.Hedge Fund · Last reported Jul 17, 2015$8.27MGross asset value

Feeder funds

Fund administrator US BANCORP FUND SERVICES MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG MINNEAPOLIS, Minnesota, United States
Custodian AGENCY TRADING GROUP, INC. WAYZATA, Minnesota, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker AGENCY TRADING GROUP, INC. WAYZATA, Minnesota, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

AGENCY TRADING GROUP, INC.
SEC 8-53088

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

AGENCY TRADING GROUP, INC.
CRD 108887 · SEC 8-53088

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-2527536354
Reported beneficial owners
10
Minimum commitment
$1M
Form D file number
021-138304

Form ADV 928065 · Jul 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GROVELAND MICROCAP FUNDHedge Fund · Last reported Mar 29, 2012$1.14MGross asset value
Custodian AGENCY TRADING GROUP, INC. WAYZATA, Minnesota, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

AGENCY TRADING GROUP, INC.
SEC 8-53088

Fund details & source
Fund ID
805-8105627541
Reported beneficial owners
3
Minimum commitment
$1M

Form ADV 628638 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 1, 2017. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

5000 W 36TH STREET, SUITE 130
MINNEAPOLIS, MN, 55416, United States

CRD 153656

Filing source

Form ADV 1112511 · May 1, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.