Investment adviser · CRD 323354
GROUNDED CAPITAL, LLC
Investment adviser filing (IA)
MILL VALLEY, CA, United States · Form ADV filed May 26, 2026
- Regulatory AUM
- $520M Form ADV · Item 5.F
- Client accounts
- 36 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 35 | $437,265,572 | 84.1% |
| Pooled investment vehicles | 1 | $82,696,221 | 15.9% |
Filing source
Form ADV 2108211 · May 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GROUNDED BOTANICAL HOLDINGS, LPPrivate Equity Fund · Last reported May 26, 2026$82.7MGross asset value
Form D fundraising filings
Grounded Botanical Holdings, LP
Feeder funds
- GROUNDED BOTANICAL INVESTORS, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KPMG LLP
PCAOB 185
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-4001569261
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-456612
Form ADV 2108211 · May 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 26, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
20 SUNNYSIDE AVE, SUITE CMILL VALLEY, CA, 94941, United States
CRD 323354
Filing source
Form ADV 2108211 · May 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.