Investment adviser · CRD 159812

GROUND SWELL CAPITAL, LLC

Investment adviser filing (IA)

FOLLY BEACH, SC, United States · Form ADV filed Mar 11, 2026

Regulatory AUM: $949M
Client accounts: 2
Employees: 10
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	2	$949,165,173	100.0%

Filing source

Form ADV 2061845 · Mar 11, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GROUND SWELL CISTERN FUND, LPHedge Fund · Last reported Mar 11, 2026$943MGross asset value

Form D fundraising filings

Ground Swell Cistern Fund, LP

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States

Custodian BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian WEDBUSH SECURITIES INC. LOS ANGELES, California, United States Related to adviser: No

Prime broker BOFA SECURITIES, INC. NEW YORK, New York, United States

Prime broker WEDBUSH SECURITIES INC. LOS ANGELES, California, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ELLIOTT DAVIS LLC
PCAOB 149

BOFA SECURITIES, INC.
SEC 8-69787

WEDBUSH SECURITIES INC.
SEC 8-12987

BOFA SECURITIES, INC.
CRD 283942 · SEC 8-69787

WEDBUSH SECURITIES INC.
CRD 877 · SEC 8-12987

Fund details & source

Fund ID: 805-9981890623
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-247150

Form ADV 2061845 · Mar 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GROUND SWELL CISTERN ASIA, LLCHedge Fund · Last reported Mar 11, 2026$6MGross asset value

Fund administrator SS&C TECHNOLOGIES, INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ELLIOTT DAVIS LLC CHATTANOOGA, Tennessee, United States

Custodian MERRILL LYNCH INTERNATIONAL 55/F, CHEUNG KONG CENTRE, 2 QUEEN'S ROAD CENTRAL, Hong Kong Related to adviser: No

Prime broker MERRILL LYNCH INTERNATIONAL 55/F, CHEUNG KONG CENTRE, 2 QUEEN'S ROAD CENTR, Hong Kong

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ELLIOTT DAVIS LLC
PCAOB 149

Fund details & source

Fund ID: 805-1665949103
Reported beneficial owners: 14
Minimum commitment: $1M
Form D file number: 021-247150

Form ADV 2061845 · Mar 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS TRADING FUND, LLCOther Private Fund · Last reported Feb 14, 2012$497MGross asset value

Custodian ABN AMRO SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Prime broker ABN AMRO SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: No
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ABN AMRO SECURITIES (USA) LLC
SEC 8-68398

ABN AMRO SECURITIES (USA) LLC
CRD 151796 · SEC 8-68398

Fund details & source

Fund ID: 805-4517289377
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 592911 · Feb 14, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WHITNEY CAPITAL SERIES FUND LLC - SERIES F2Hedge Fund · Last reported Feb 10, 2015$156MGross asset value

Form D fundraising filings

Whitney Capital Series Fund LLC - Series F2

Auditor WITHUMSMITH & BROWN PC PRINCETON, New Jersey, United States

Custodian J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

J.P. MORGAN SECURITIES INC.
SEC 8-36950

J.P. MORGAN SECURITIES INC.
CRD 18718 · SEC 8-36950

Fund details & source

Fund ID: 805-1077952185
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-214195

Form ADV 863829 · Feb 10, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 11, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

105 WEST HURON AVENUE
FOLLY BEACH, SC, 29439, United States

CRD 159812

Filing source

Form ADV 2061845 · Mar 11, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.