Investment adviser · CRD 109420

GRIMES & COMPANY

Investment adviser filing (IA)

GRIMES & COMPANY WEALTH MANAGEMENT, LLC

WESTBOROUGH, MA, United States · Form ADV filed Sep 30, 2026

Regulatory AUM: $6.3B
Client accounts: 9,842
Employees: 69
Advisory professionals: 36

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,783	$4,903,565,756	77.8%
Individuals	1,877	$877,949,502	13.9%
Retirement plans	41	$248,057,700	3.9%
Charities	26	$120,219,330	1.9%
Corporations & businesses	37	$93,802,354	1.5%
Other investment advisers	Fewer than 5	$54,638,987	0.9%
Government entities	Fewer than 5	$525,884	0.0%

Filing source

Form ADV 2135869 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GRIMES HIGH INCOME OPPORTUNITY FUND, LLCHedge Fund · Last reported Sep 30, 2026$4.74MGross asset value

Form D fundraising filings

Grimes High Income Opportunity Fund, LLC

Fund administrator OPUS FUND SERVICES (BERMUDA), LTD HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUM SMITH+BROWN, PC NEW YORK, New York, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUM SMITH+BROWN, PC
PCAOB 100

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-7183214957
Reported beneficial owners: 9
Minimum commitment: $250K
Form D file number: 021-543878

Form ADV 2135869 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets

Principal office

ONE TECHNOLOGY DRIVE, SUITE 100
WESTBOROUGH, MA, 01581, United States

CRD 109420

Filing source

Form ADV 2135869 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.