Investment adviser · CRD 106199
GRIMALDI PORTFOLIO SOLUTIONS, INC
Investment adviser filing (IA)
WAPPINGERS FALLS, NY, United States · Form ADV filed Mar 19, 2026
- Regulatory AUM
- $133M Form ADV · Item 5.F
- Client accounts
- 300 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 299 | $91,000,000 | 68.4% |
| Investment companies | 1 | $42,000,000 | 31.6% |
Filing source
Form ADV 2077139 · Mar 19, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 19, 2026. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
1207 ROUTE 9, SUITE 10WAPPINGERS FALLS, NY, 12590, United States
CRD 106199
Filing source
Form ADV 2077139 · Mar 19, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.