Investment adviser · CRD 104548

GRIFFIN ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Feb 25, 2026

Regulatory AUM: $1.05B
Client accounts: 689
Employees: 10
Advisory professionals: 4

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	612	$682,321,316	64.7%
Charities	12	$330,495,906	31.3%
Other investment advisers	59	$34,476,194	3.3%
Retirement plans	6	$7,641,716	0.7%

Filing source

Form ADV 2048520 · Feb 25, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE GRIFFIN GLOBAL LONG-SHORT FUND, LLCHedge Fund · Last reported Feb 14, 2013$2.6MGross asset value

Fund administrator NORTHEAST RETIREMENT SERVICES WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor REGEN, BENZ & MACKENZIE NEW YORK, New York, United States

Custodian PERSHING ADVISOR SOLUTIONS JERSEY, New Jersey, United States Related to adviser: No

Prime broker PERSHING ADVISORS SOLUTIONS JERSEY CITY, New Jersey, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3455085373
Reported beneficial owners: 8
Minimum commitment: $100K

Form ADV 700818 · Feb 14, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Feb 25, 2026. View historical filings

Reported services

Individual portfolio management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

230 PARK AVENUE, 4TH FLOOR
NEW YORK, NY, 10169, United States

CRD 104548

Filing source

Form ADV 2048520 · Feb 25, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.