Investment adviser · CRD 128357

GREAT OAKS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2012

Regulatory AUM
$202M
Form ADV · Item 5.F
Client accounts
34
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GREAT OAKS STRATEGIC INVESTMENT FUND, LPHedge Fund · Last reported Mar 30, 2012$92.9MGross asset value

Form D fundraising filings

Great Oaks Strategic Investment Partners LP

Fund administrator BNP PARIBAS FINANCIAL SERVICES, LLC KING OF PRUSSIA, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ANCHIN, BLOCK & ANCHIN LLP NEW YORK, New York, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9573773142
Reported beneficial owners
23
Minimum commitment
$100K
Form D file number
021-75580

Form ADV 622162 · Mar 30, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

660 MADISON AVENUE, SUITE 1405
NEW YORK, NY, 10065, United States

CRD 128357

Filing source

Form ADV 622162 · Mar 30, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.