Investment adviser · CRD 110757
GREAT LAKES ADVISORS, LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Sep 8, 2026
- Regulatory AUM
- $16.2B Form ADV · Item 5.F
- Client accounts
- 2,978 Accounts, not individual clients
- Employees
- 84 Reported in this filing
- Advisory professionals
- 37 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 5 | $4,439,481,776 | 27.5% |
| Retirement plans | 54 | $3,188,384,755 | 19.7% |
| Other clients | 630 | $2,054,596,286 | 12.7% |
| High-net-worth individuals | 150 | $1,742,063,704 | 10.8% |
| Charities | 135 | $1,389,734,045 | 8.6% |
| Individuals | 687 | $1,106,309,836 | 6.8% |
| Government entities | 6 | $1,006,292,003 | 6.2% |
| Corporations & businesses | 57 | $834,308,542 | 5.2% |
| Insurance companies | 4 | $291,998,624 | 1.8% |
| Pooled investment vehicles | 2 | $61,654,903 | 0.4% |
| Other investment advisers | Fewer than 5 | $43,205,897 | 0.3% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Sovereign wealth & foreign institutions | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 2125794 · Sep 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
5 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
GREAT LAKES SMALL CAP CORE TRUSTOther Private Fund · Last reported Sep 8, 2026$37.6MGross asset value
Form D fundraising filings
ROTHSCHILD & CO SMALL-CAP TRUST
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-6707562464
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-173682
Form ADV 2125794 · Sep 8, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GREAT LAKES INTERNATIONAL VALUE FUND, LLCOther Private Fund · Last reported Sep 8, 2026$20MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-2966455824
- Reported beneficial owners
- 1
- Minimum commitment
- $1M
Form ADV 2125794 · Sep 8, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GREAT LAKES LARGE-CAP VALUE FUND, LLCOther Private Fund · Last reported Sep 8, 2026$14.8MGross asset value
Form D fundraising filings
Rothschild & Co Large-Cap Value Fund, LLC
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
Fund details & source
- Fund ID
- 805-8176158954
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-133589
Form ADV 2125794 · Sep 8, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GREAT LAKES SMALL/MID-CAP FUND LLCOther Private Fund · Last reported Mar 15, 2024$22.5MGross asset value
Form D fundraising filings
ROTHSCHILD & CO SMALL/MID-CAP FUND, L.L.C.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
Fund details & source
- Fund ID
- 805-5005728158
- Reported beneficial owners
- 3
- Minimum commitment
- $1M
- Form D file number
- 021-58166
Form ADV 1846082 · Mar 15, 2024 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
GLA PARTNERS L.P.Hedge Fund · Last reported Feb 26, 2019$20MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG
PCAOB 42
PERSHING LLC
SEC 8-17574
COWEN EXECUTION SERVICES LLC
CRD 35693 · SEC 8-46838
Fund details & source
- Fund ID
- 805-3501827808
- Reported beneficial owners
- 16
- Minimum commitment
- $1M
- Form D file number
- 021-199294
Form ADV 1281269 · Feb 26, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Sep 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
231 S. LASALLE STREET, 4TH FLOORCHICAGO, IL, 60604, United States
CRD 110757
Filing source
Form ADV 2125794 · Sep 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.